Robert W Cook - Eagle Globe - legal.eagleglobaladvisor.llc@gmail.com
Posted: 16 April 2021
from: COMPLIANCE WITH THE BANK SECRECY ACT <legal.eagleglobaladvisor.llc@gmail.com>
reply-to: legal.eagleglobaladvisor.llc@gmail.com
date: Apr 16, 2021, 10:56 AM
subject: COMPLIANCE WITH THE BANK SECRECY ACT AS DIRECTED BY THE FBI
RE: COMPLIANCE WITH THE BANK SECRECY ACT
FINRA reviews a firm’s compliance with AML rules under FINRA Rule 3310, which sets forth minimum standards for a firm’s written
Anti-Money Laundering (AML) compliance program. The basic tenets of an AML compliance program under FINRA 3310. Be notified that before your approved fund valued $250.4 Million USD will be transferred you must comply with the above stated.
For details contact me with details below;
Robert W. Cook
Legal Director
Eagle Global Advisors LLC
Tel: (202) 478 2026
Sincerely,
Robert W. Cook.
Legal Director
reply-to: legal.eagleglobaladvisor.llc@gmail.com
date: Apr 16, 2021, 10:56 AM
subject: COMPLIANCE WITH THE BANK SECRECY ACT AS DIRECTED BY THE FBI
RE: COMPLIANCE WITH THE BANK SECRECY ACT
FINRA reviews a firm’s compliance with AML rules under FINRA Rule 3310, which sets forth minimum standards for a firm’s written
Anti-Money Laundering (AML) compliance program. The basic tenets of an AML compliance program under FINRA 3310. Be notified that before your approved fund valued $250.4 Million USD will be transferred you must comply with the above stated.
For details contact me with details below;
Robert W. Cook
Legal Director
Eagle Global Advisors LLC
Tel: (202) 478 2026
Sincerely,
Robert W. Cook.
Legal Director